2014-08-29 |
2014-08-28 |
S
Sale
|
KOLLURI KRISHNA KITTU
Large shareholder
|
146,800
-3.0%
7.87
1,154,846
USD
|
146,800
-3.0%
|
7.87
|
1,154,846
USD
|
|
2014-08-29 |
2014-08-28 |
S
Sale
|
BARRETT M JAMES
Large shareholder
|
146,800
-3.0%
7.87
1,154,846
USD
|
146,800
-3.0%
|
7.87
|
1,154,846
USD
|
|
2014-08-29 |
2014-08-28 |
S
Sale
|
Growth Equity Opportunities Fund, LLC
Large shareholder
|
146,800
-3.0%
7.87
1,154,846
USD
|
146,800
-3.0%
|
7.87
|
1,154,846
USD
|
|
2014-08-29 |
2014-08-28 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
3,740
-0.1%
7.89
29,490
USD
|
3,740
-0.1%
|
7.89
|
29,490
USD
|
|
2014-08-29 |
2014-08-28 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
196,260
-4.1%
7.89
1,547,530
USD
|
196,260
-4.1%
|
7.89
|
1,547,530
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
1,883
-2.1%
8.16
15,371
USD
|
1,883
-2.1%
|
8.16
|
15,371
USD
|
|
2014-08-29 |
2014-08-27 |
PS
Planned sale
|
BJERKHOLT ERIC
EVP, CFO & Corp. Secretary
Officer
|
10,000
-20.0%
8.00
80,000
USD
|
10,000
-20.0%
|
8.00
|
80,000
USD
|
|
2014-08-29 |
2014-08-27 |
PS
Planned sale
|
Swisher Daniel N JR
President and CEO
Executive Director
|
5,000
-3.1%
8.00
40,000
USD
|
5,000
-3.1%
|
8.00
|
40,000
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
1,883
-0.0%
8.16
15,371
USD
|
1,883
-0.0%
|
8.16
|
15,371
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
BASKETT FOREST
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
KERINS PATRICK J
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
DRANT RYAN D
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
98,817
-2.1%
8.16
806,643
USD
|
98,817
-2.1%
|
8.16
|
806,643
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
BARRIS PETER J
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
SANDELL SCOTT D
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
KOLLURI KRISHNA KITTU
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
BARRETT M JAMES
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
Growth Equity Opportunities Fund, LLC
Large shareholder
|
108,300
-2.2%
8.17
884,811
USD
|
108,300
-2.2%
|
8.17
|
884,811
USD
|
|
2014-08-29 |
2014-08-27 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
98,817
-2.0%
8.16
806,643
USD
|
98,817
-2.0%
|
8.16
|
806,643
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
BARRETT M JAMES
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
Growth Equity Opportunities Fund, LLC
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
694
-0.8%
6.77
4,700
USD
|
694
-0.8%
|
6.77
|
4,700
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
36,406
-0.8%
6.77
246,531
USD
|
36,406
-0.8%
|
6.77
|
246,531
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
BARRIS PETER J
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
694
-0.0%
6.77
4,700
USD
|
694
-0.0%
|
6.77
|
4,700
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
36,406
-0.7%
6.77
246,531
USD
|
36,406
-0.7%
|
6.77
|
246,531
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
SANDELL SCOTT D
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
BASKETT FOREST
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
DRANT RYAN D
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
KERINS PATRICK J
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-12 |
S
Sale
|
KOLLURI KRISHNA KITTU
Large shareholder
|
35,540
-0.7%
6.76
240,190
USD
|
35,540
-0.7%
|
6.76
|
240,190
USD
|
|
2014-08-12 |
2014-08-11 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
591
-0.6%
6.90
4,079
USD
|
591
-0.6%
|
6.90
|
4,079
USD
|
|
2014-08-12 |
2014-08-11 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
31,009
-0.6%
6.90
214,024
USD
|
31,009
-0.6%
|
6.90
|
214,024
USD
|
|
2014-08-12 |
2014-08-11 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
591
-0.0%
6.90
4,079
USD
|
591
-0.0%
|
6.90
|
4,079
USD
|
|
2014-08-12 |
2014-08-11 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
31,009
-0.6%
6.90
214,024
USD
|
31,009
-0.6%
|
6.90
|
214,024
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
12,622
-12.0%
6.62
83,559
USD
|
12,622
-12.0%
|
6.62
|
83,559
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
12,622
-0.3%
6.62
83,559
USD
|
12,622
-0.3%
|
6.62
|
83,559
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
BARRETT M JAMES
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
Growth Equity Opportunities Fund, LLC
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
662,378
-12.0%
6.62
4,385,009
USD
|
662,378
-12.0%
|
6.62
|
4,385,009
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
BARRIS PETER J
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
BAY CITY CAPITAL LLC
Large shareholder
|
662,378
-11.7%
6.62
4,385,009
USD
|
662,378
-11.7%
|
6.62
|
4,385,009
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
SANDELL SCOTT D
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
BASKETT FOREST
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
DRANT RYAN D
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
KERINS PATRICK J
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-08-12 |
2014-08-08 |
S
Sale
|
KOLLURI KRISHNA KITTU
Large shareholder
|
675,000
-12.0%
6.62
4,468,568
USD
|
675,000
-12.0%
|
6.62
|
4,468,568
USD
|
|
2014-04-02 |
2013-11-08 |
S
Sale
|
Ketchum Steven B
Non-Executive Director
|
10,503
-12.4%
5.08
53,364
USD
|
10,503
-12.4%
|
5.08
|
53,364
USD
|
|
2014-04-02 |
2013-11-07 |
S
Sale
|
Ketchum Steven B
Non-Executive Director
|
19,551
-20.9%
5.03
98,295
USD
|
19,551
-20.9%
|
5.03
|
98,295
USD
|
|
2011-11-30 |
2011-11-28 |
B
Purchase
|
Swisher Daniel N JR
President and CEO
Executive Director
|
2,500
+2.0%
1.14
2,850
USD
|
2,500
+2.0%
|
1.14
|
2,850
USD
|
|
2011-11-22 |
2011-11-21 |
B
Purchase
|
Swisher Daniel N JR
President and CEO
Executive Director
|
2,100
+4.8%
1.18
2,478
USD
|
2,100
+4.8%
|
1.18
|
2,478
USD
|
|
2011-07-18 |
2011-07-15 |
B
Purchase
|
Swisher Daniel N JR
President and CEO
Executive Director
|
5,000
+13.0%
1.99
9,936
USD
|
5,000
+13.0%
|
1.99
|
9,936
USD
|
|
2010-10-08 |
2010-10-08 |
B
Purchase
|
BJERKHOLT ERIC
Sr. VP, CFO & Corp. Secretary
Officer
|
100,000
+29.6%
0.31
30,850
USD
|
100,000
+29.6%
|
0.31
|
30,850
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
ALTA BIOPHARMA PARTNERS III LP
Former 10% Owner
|
268,883
+inf%
0.28
73,943
USD
|
268,883
+inf%
|
0.28
|
73,943
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
ALTA BIOPHARMA PARTNERS III LP
Former 10% Owner
|
732,745
+inf%
0.28
201,505
USD
|
732,745
+inf%
|
0.28
|
201,505
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
BASKETT FOREST
Large shareholder
|
23,824,451
+inf%
0.28
6,551,724
USD
|
23,824,451
+inf%
|
0.28
|
6,551,724
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
Growth Equity Opportunities Fund, LLC
Large shareholder
|
23,824,451
+inf%
0.28
6,551,724
USD
|
23,824,451
+inf%
|
0.28
|
6,551,724
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
KERINS PATRICK J
Large shareholder
|
23,824,451
+inf%
0.28
6,551,724
USD
|
23,824,451
+inf%
|
0.28
|
6,551,724
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
ALTA BIOPHARMA PARTNERS III LP
Former 10% Owner
|
10,910,596
+inf%
0.28
3,000,414
USD
|
10,910,596
+inf%
|
0.28
|
3,000,414
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
KOLLURI KRISHNA KITTU
Large shareholder
|
23,824,451
+inf%
0.28
6,551,724
USD
|
23,824,451
+inf%
|
0.28
|
6,551,724
USD
|
|
2010-07-02 |
2010-06-30 |
B
Purchase
|
DRANT RYAN D
Large shareholder
|
23,824,451
+inf%
0.28
6,551,724
USD
|
23,824,451
+inf%
|
0.28
|
6,551,724
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
445,516
+inf%
0.28
122,517
USD
|
445,516
+inf%
|
0.28
|
122,517
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
BAY CITY CAPITAL LLC
Large shareholder
|
445,516
+238.4%
0.28
122,517
USD
|
445,516
+238.4%
|
0.28
|
122,517
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
BAY CITY CAPITAL LLC
Large shareholder
|
23,378,934
+238.4%
0.28
6,429,207
USD
|
23,378,934
+238.4%
|
0.28
|
6,429,207
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
Swisher Daniel N JR
President and CEO
Executive Director
|
476,487
+inf%
0.28
131,034
USD
|
476,487
+inf%
|
0.28
|
131,034
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
Misfeldt Dayton
Non-Executive Director
Large shareholder
|
23,378,934
+inf%
0.28
6,429,207
USD
|
23,378,934
+inf%
|
0.28
|
6,429,207
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
Ketchum Steven B
Sr. Vice President, R & D
Officer
|
238,243
+10129.4%
0.28
65,517
USD
|
238,243
+10129.4%
|
0.28
|
65,517
USD
|
|
2010-07-01 |
2010-06-30 |
B
Purchase
|
BJERKHOLT ERIC
Sr. VP, CFO & Corp. Secretary
Officer
|
238,243
+inf%
0.28
65,517
USD
|
238,243
+inf%
|
0.28
|
65,517
USD
|
|
2010-05-04 |
2010-04-30 |
S
Sale
|
Semon Dominique
Large shareholder
|
382,542
-8.9%
0.98
373,820
USD
|
382,542
-8.9%
|
0.98
|
373,820
USD
|
|
2010-04-26 |
2010-02-25 |
S
Sale
|
Semon Dominique
Large shareholder
|
793,803
-23.4%
0.94
747,604
USD
|
793,803
-23.4%
|
0.94
|
747,604
USD
|
|
2009-12-16 |
2009-12-14 |
S
Sale
|
ALTA BIOPHARMA PARTNERS III LP
Large shareholder
|
50,391
-100.0%
2.01
101,256
USD
|
50,391
-100.0%
|
2.01
|
101,256
USD
|
|
2009-12-16 |
2009-12-14 |
S
Sale
|
ALTA BIOPHARMA PARTNERS III LP
Large shareholder
|
137,323
-100.0%
2.01
275,937
USD
|
137,323
-100.0%
|
2.01
|
275,937
USD
|
|
2009-12-16 |
2009-12-14 |
S
Sale
|
HURWITZ EDWARD
Non-Executive Director
Large shareholder
|
50,391
-100.0%
2.01
101,256
USD
|
50,391
-100.0%
|
2.01
|
101,256
USD
|
|
2009-12-16 |
2009-12-14 |
S
Sale
|
HURWITZ EDWARD
Non-Executive Director
Large shareholder
|
137,323
-100.0%
2.01
275,937
USD
|
137,323
-100.0%
|
2.01
|
275,937
USD
|
|
2009-12-16 |
2009-12-14 |
S
Sale
|
ALTA BIOPHARMA PARTNERS III LP
Large shareholder
|
2,044,750
-100.0%
2.01
4,108,721
USD
|
2,044,750
-100.0%
|
2.01
|
4,108,721
USD
|
|