Principal Financial Group Inc (PFG)

Financials Insurance Insurance

Track Share on 𝕏

Stock chart
Ticker: PFG Exchange: NSM


Subscribe to get access to the transaction volume chart and in-chart transaction details
• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Past 90 days
 
Value bought
 
Value sold
 
Net insiders buying
 
Trades (buy and sell)
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
2016-03-16 2016-03-14 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
10,000 -4.3%
39.85
398,500 USD 		10,000 -4.3% 39.85 398,500 USD
2016-02-23 2016-02-19 B Purchase

GELATT DANIEL

Non-Executive Director
30,000 +10.0%
36.74
1,102,200 USD 		30,000 +10.0% 36.74 1,102,200 USD
2016-02-17 2016-02-16 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
10,000 -4.1%
36.14
361,400 USD 		10,000 -4.1% 36.14 361,400 USD
2016-02-17 2016-02-16 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
10,000 -4.1%
35.75
357,500 USD 		10,000 -4.1% 35.75 357,500 USD
2016-01-15 2016-01-14 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
10,000 -3.9%
38.78
387,800 USD 		10,000 -3.9% 38.78 387,800 USD
2016-01-15 2016-01-14 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
10,000 -3.9%
38.79
387,900 USD 		10,000 -3.9% 38.79 387,900 USD
2016-01-05 2016-01-04 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -4.5%
43.70
524,400 USD 		12,000 -4.5% 43.70 524,400 USD
2015-12-02 2015-12-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
15,940 -5.7%
51.75
824,895 USD 		15,940 -5.7% 51.75 824,895 USD
2015-12-02 2015-12-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -4.3%
51.91
622,920 USD 		12,000 -4.3% 51.91 622,920 USD
2015-11-09 2015-11-06 PS Planned sale

Valdes Luis E.

Pres - Int'l Asset Mgmt&Accum

Officer
13,892 -14.1%
52.00
722,384 USD 		13,892 -14.1% 52.00 722,384 USD
2015-11-03 2015-11-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
15,940 -5.7%
50.37
802,898 USD 		15,940 -5.7% 50.37 802,898 USD
2015-11-03 2015-11-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -4.3%
50.98
611,760 USD 		12,000 -4.3% 50.98 611,760 USD
2015-10-30 2015-10-30 B Purchase

Tallett Elizabeth E

Non-Executive Director
1,000 +2.5%
50.33
50,330 USD 		1,000 +2.5% 50.33 50,330 USD
2015-10-09 2015-10-07 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
15,940 -5.7%
49.75
793,015 USD 		15,940 -5.7% 49.75 793,015 USD
2015-10-02 2015-10-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -4.3%
11.07
132,840 USD 		12,000 -4.3% 11.07 132,840 USD
2015-08-14 2015-08-13 PS Planned sale

Houston Daniel Joseph

Pres & Chief Operating Officer

Officer
1,610 -1.2%
57.00
91,770 USD 		1,610 -1.2% 57.00 91,770 USD
2015-08-03 2015-07-31 PS Planned sale

Lillis Terrance J.

EVP & Chief Financial Officer

Officer
3,235 -3.8%
55.75
180,351 USD 		3,235 -3.8% 55.75 180,351 USD
2015-07-31 2015-07-30 PS Planned sale

Dunbar Timothy Mark

EVP & Chief Investment Officer

Officer
8,275 -16.6%
55.00
455,125 USD 		8,275 -16.6% 55.00 455,125 USD
2015-07-31 2015-07-30 PS Planned sale

SHAFF KAREN E

EVP, Gen'l Counsel, Secretary

Officer Major owner
39,165 -31.8%
55.25
2,163,866 USD 		39,165 -31.8% 55.25 2,163,866 USD
2015-07-31 2015-07-29 PS Planned sale

STRABLE-SOETHOUT DEANNA D

President - US Ins. Solutions

Officer
22 -0.1%
55.00
1,210 USD 		22 -0.1% 55.00 1,210 USD
2015-07-27 2015-07-24 PS Planned sale

Lillis Terrance J.

EVP & Chief Financial Officer

Officer
49,638 -37.7%
53.50
2,655,633 USD 		49,638 -37.7% 53.50 2,655,633 USD
2015-07-22 2015-07-21 PS Planned sale

Lillis Terrance J.

EVP & Chief Financial Officer

Officer
2,212 -2.6%
53.50
118,342 USD 		2,212 -2.6% 53.50 118,342 USD
2015-06-19 2015-06-18 PS Planned sale

Everett Nora Mary

President - RIS

Officer
8,425 -20.9%
52.32
440,796 USD 		8,425 -20.9% 52.32 440,796 USD
2015-06-01 2015-05-29 PS Planned sale

Elming Gregory Bernard

SVP & Chief Risk Officer

Officer
9,165 -25.1%
51.63
473,189 USD 		9,165 -25.1% 51.63 473,189 USD
2015-05-22 2015-05-21 PS Planned sale

Valdes Luis E.

Pres - Int'l Asset Mgmt&Accum

Officer
6,270 -6.9%
53.00
332,310 USD 		6,270 -6.9% 53.00 332,310 USD
2015-02-03 2015-02-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,569 -2.6%
47.11
309,466 USD 		6,569 -2.6% 47.11 309,466 USD
2015-01-05 2015-01-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,569 -2.6%
51.90
340,931 USD 		6,569 -2.6% 51.90 340,931 USD
2014-12-03 2014-12-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,569 -2.6%
52.61
345,595 USD 		6,569 -2.6% 52.61 345,595 USD
2014-11-26 2014-11-25 PS Planned sale

Valdes Luis E.

President-Principal Internat'l

Officer
27,783 -34.9%
54.02
1,500,838 USD 		27,783 -34.9% 54.02 1,500,838 USD
2014-11-04 2014-11-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -5.5%
51.95
623,400 USD 		12,000 -5.5% 51.95 623,400 USD
2014-11-04 2014-11-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
51.95
341,208 USD 		6,568 -3.1% 51.95 341,208 USD
2014-11-03 2014-10-31 PS Planned sale

Valdes Luis E.

President-Principal Internat'l

Officer
4,606 -8.1%
52.41
241,400 USD 		4,606 -8.1% 52.41 241,400 USD
2014-11-03 2014-10-30 PS Planned sale

Valdes Luis E.

President-Principal Internat'l

Officer
200 -0.4%
52.00
10,400 USD 		200 -0.4% 52.00 10,400 USD
2014-10-03 2014-10-01 PS Planned sale

Valdes Luis E.

President-Principal Internat'l

Officer
9,469 -15.4%
52.05
492,861 USD 		9,469 -15.4% 52.05 492,861 USD
2014-10-03 2014-10-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -5.5%
51.89
622,680 USD 		12,000 -5.5% 51.89 622,680 USD
2014-10-03 2014-10-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
51.89
340,814 USD 		6,568 -3.1% 51.89 340,814 USD
2014-09-04 2014-09-03 PS Planned sale

Dunbar Timothy Mark

EVP & Chief Investment Officer

Officer
5,000 -11.9%
55.00
275,000 USD 		5,000 -11.9% 55.00 275,000 USD
2014-09-04 2014-09-03 PS Planned sale

Dunbar Timothy Mark

EVP & Chief Investment Officer

Officer
8,745 -17.2%
55.00
480,975 USD 		8,745 -17.2% 55.00 480,975 USD
2014-09-04 2014-09-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -5.5%
54.50
654,000 USD 		12,000 -5.5% 54.50 654,000 USD
2014-09-04 2014-09-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
54.50
357,956 USD 		6,568 -3.1% 54.50 357,956 USD
2014-09-04 2014-09-02 PS Planned sale

Lillis Terrance J.

Executive Vice President & CFO

Officer
33,765 -34.8%
54.34
1,834,790 USD 		33,765 -34.8% 54.34 1,834,790 USD
2014-08-27 2014-08-26 PS Planned sale

SCHOLTEN GARY P

EVP & Ch Info Officer

Officer
12,775 -19.0%
54.00
689,850 USD 		12,775 -19.0% 54.00 689,850 USD
2014-08-27 2014-08-26 PS Planned sale

Houston Daniel Joseph

Pres.-Ret., Ins. & Fin. Svcs.

Officer
20,575 -15.9%
54.00
1,111,050 USD 		20,575 -15.9% 54.00 1,111,050 USD
2014-08-22 2014-08-21 PS Planned sale

SHAFF KAREN E

EVP, General Counsel & Sec'y

Officer Major owner
54,430 -42.8%
53.09
2,889,689 USD 		54,430 -42.8% 53.09 2,889,689 USD
2014-08-04 2014-08-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -5.5%
49.40
592,800 USD 		12,000 -5.5% 49.40 592,800 USD
2014-08-04 2014-08-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
49.40
324,459 USD 		6,568 -3.1% 49.40 324,459 USD
2014-07-16 2014-07-14 PS Planned sale

Houston Daniel Joseph

Pres.-Ret., Ins. & Fin. Svcs.

Officer
19,230 -15.0%
52.00
999,960 USD 		19,230 -15.0% 52.00 999,960 USD
2014-07-16 2014-07-14 PS Planned sale

Houston Daniel Joseph

Pres.-Ret., Ins. & Fin. Svcs.

Officer
43,540 -25.3%
52.03
2,265,386 USD 		43,540 -25.3% 52.03 2,265,386 USD
2014-07-02 2014-07-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
12,000 -5.5%
50.79
609,480 USD 		12,000 -5.5% 50.79 609,480 USD
2014-07-02 2014-07-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
50.79
333,589 USD 		6,568 -3.1% 50.79 333,589 USD
2014-06-24 2014-06-20 PS Planned sale

SCHOLTEN GARY P

EVP & Ch Info Officer

Officer
13,125 -19.4%
50.00
656,250 USD 		13,125 -19.4% 50.00 656,250 USD
2014-06-24 2014-06-20 PS Planned sale

Eucher Ralph Craig

EVP

Officer
13,265 -22.1%
50.00
663,250 USD 		13,265 -22.1% 50.00 663,250 USD
2014-06-23 2014-06-20 PS Planned sale

Dunbar Timothy Mark

EVP & Chief Investment Officer

Officer
6,000 -12.5%
50.00
300,000 USD 		6,000 -12.5% 50.00 300,000 USD
2014-06-03 2014-06-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
46.76
307,120 USD 		6,568 -3.1% 46.76 307,120 USD
2014-05-05 2014-05-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.4%
46.65
233,250 USD 		5,000 -2.4% 46.65 233,250 USD
2014-05-05 2014-05-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
46.65
306,397 USD 		6,568 -3.1% 46.65 306,397 USD
2014-04-03 2014-04-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.4%
46.54
232,700 USD 		5,000 -2.4% 46.54 232,700 USD
2014-04-03 2014-04-01 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
46.54
305,675 USD 		6,568 -3.1% 46.54 305,675 USD
2014-03-04 2014-03-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.4%
44.71
223,550 USD 		5,000 -2.4% 44.71 223,550 USD
2014-03-04 2014-03-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.1%
44.70
293,590 USD 		6,568 -3.1% 44.70 293,590 USD
2014-02-19 2014-02-18 S Sale

KEYSER RICHARD L

Non-Executive Director
1,885 -5.5%
44.69
84,241 USD 		1,885 -5.5% 44.69 84,241 USD
2014-02-19 2014-02-18 S Sale

FERRO DENNIS H

Non-Executive Director
1,000 -6.9%
44.80
44,800 USD 		1,000 -6.9% 44.80 44,800 USD
2014-02-04 2014-02-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.5%
42.91
214,550 USD 		5,000 -2.5% 42.91 214,550 USD
2014-02-04 2014-02-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.5%
42.91
214,550 USD 		5,000 -2.5% 42.91 214,550 USD
2014-02-04 2014-02-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.3%
42.90
281,767 USD 		6,568 -3.3% 42.90 281,767 USD
2014-02-04 2014-02-03 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
14,992 -7.2%
42.91
643,307 USD 		14,992 -7.2% 42.91 643,307 USD
2014-01-03 2014-01-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.5%
48.60
243,000 USD 		5,000 -2.5% 48.60 243,000 USD
2014-01-03 2014-01-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
5,000 -2.5%
48.60
243,000 USD 		5,000 -2.5% 48.60 243,000 USD
2014-01-03 2014-01-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
6,568 -3.3%
48.60
319,205 USD 		6,568 -3.3% 48.60 319,205 USD
2014-01-03 2014-01-02 PS Planned sale

MCCAUGHAN JAMES P

President - Global Asset Mgmt.

Officer
14,992 -7.2%
48.60
728,611 USD 		14,992 -7.2% 48.60 728,611 USD
2013-12-26 2013-12-26 PS Planned sale

Houston Daniel Joseph

Pres.-Ret., Ins. & Fin. Svcs.

Officer
44,895 -27.3%
49.41
2,218,262 USD 		44,895 -27.3% 49.41 2,218,262 USD
2013-12-17 2013-12-16 PS Planned sale

OKEEFE MARY A

Sr. VP & Chief Mktg. Off.

Officer
28,600 -36.8%
48.33
1,382,238 USD 		28,600 -36.8% 48.33 1,382,238 USD
2013-12-13 2013-12-13 S Sale

GELATT DANIEL

Non-Executive Director
1,885 -5.5%
48.23
90,914 USD 		1,885 -5.5% 48.23 90,914 USD
2013-12-11 2013-12-11 S Sale

CARTER MILLER JOYCELYN

Non-Executive Director
1,885 -6.0%
49.10
92,554 USD 		1,885 -6.0% 49.10 92,554 USD
2013-12-11 2013-12-10 S Sale

HELTON SANDRA L

Non-Executive Director
1,885 -4.9%
49.16
92,667 USD 		1,885 -4.9% 49.16 92,667 USD