2021-02-09 |
2021-02-08 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
10,000
-17.1%
101.52
1,015,200
USD
|
10,000
-17.1%
|
101.52
|
1,015,200
USD
|
|
2020-11-10 |
2020-11-09 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
9,400
-13.9%
89.47
841,000
USD
|
9,400
-13.9%
|
89.47
|
841,000
USD
|
|
2020-11-10 |
2020-11-06 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
600
-0.9%
85.00
51,000
USD
|
600
-0.9%
|
85.00
|
51,000
USD
|
|
2020-03-20 |
2020-03-20 |
B
Purchase
|
Carter Timothy L
Chief Financial Officer
Officer
|
2,000
+27.7%
37.67
75,340
USD
|
2,000
+27.7%
|
37.67
|
75,340
USD
|
|
2020-03-20 |
2020-03-20 |
B
Purchase
|
Abraham Chad R
Chairman & CEO
Executive Director
|
400
+0.5%
38.52
15,408
USD
|
400
+0.5%
|
38.52
|
15,408
USD
|
|
2020-03-20 |
2020-03-19 |
B
Purchase
|
Abraham Chad R
Chairman & CEO
Executive Director
|
500
+0.7%
32.99
16,495
USD
|
500
+0.7%
|
32.99
|
16,495
USD
|
|
2020-03-20 |
2020-03-19 |
B
Purchase
|
Abraham Chad R
Chairman & CEO
Executive Director
|
1,100
+1.5%
35.02
38,522
USD
|
1,100
+1.5%
|
35.02
|
38,522
USD
|
|
2020-03-17 |
2020-03-13 |
B
Purchase
|
Schoneman Debbra L.
President
Executive Director
|
5,000
+8.6%
47.04
235,188
USD
|
5,000
+8.6%
|
47.04
|
235,188
USD
|
|
2020-03-12 |
2020-03-11 |
B
Purchase
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
10,000
+17.1%
54.50
545,000
USD
|
10,000
+17.1%
|
54.50
|
545,000
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
DUFF ANDREW S
Non-Executive Director
|
25,343
-10.9%
94.66
2,398,961
USD
|
25,343
-10.9%
|
94.66
|
2,398,961
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
DUFF ANDREW S
Non-Executive Director
|
5,800
-2.4%
93.18
540,450
USD
|
5,800
-2.4%
|
93.18
|
540,450
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
DUFF ANDREW S
Non-Executive Director
|
18,857
-7.3%
91.88
1,732,526
USD
|
18,857
-7.3%
|
91.88
|
1,732,526
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
399
-0.8%
98.19
39,179
USD
|
399
-0.8%
|
98.19
|
39,179
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
1,900
-3.8%
97.42
185,100
USD
|
1,900
-3.8%
|
97.42
|
185,100
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
1,745
-3.4%
96.28
168,011
USD
|
1,745
-3.4%
|
96.28
|
168,011
USD
|
|
2018-02-05 |
2018-02-02 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
5,956
-10.4%
95.53
569,006
USD
|
5,956
-10.4%
|
95.53
|
569,006
USD
|
|
2017-08-08 |
2017-08-04 |
S
Sale
|
Crawshaw Christopher D
Head of Asset Management
|
8,168
-23.5%
63.65
519,884
USD
|
8,168
-23.5%
|
63.65
|
519,884
USD
|
|
2017-08-03 |
2017-08-02 |
S
Sale
|
Crawshaw Christopher D
Head of Asset Management
|
320
-0.9%
63.50
20,320
USD
|
320
-0.9%
|
63.50
|
20,320
USD
|
|
2017-07-31 |
2017-07-31 |
S
Sale
|
Smith Thomas Gregory
Chief Strategy Officer
Officer
|
1,500
-8.9%
62.46
93,686
USD
|
1,500
-8.9%
|
62.46
|
93,686
USD
|
|
2017-07-31 |
2017-07-28 |
S
Sale
|
Winges Martin Bradley
Head of Fixed Income Services
Officer
|
3,000
-6.1%
64.42
193,246
USD
|
3,000
-6.1%
|
64.42
|
193,246
USD
|
|
2017-02-24 |
2017-02-23 |
S
Sale
|
Winges Martin Bradley
CIO and Head of Fixed Income
Officer
|
2,000
-4.3%
73.50
147,000
USD
|
2,000
-4.3%
|
73.50
|
147,000
USD
|
|
2017-02-17 |
2017-02-15 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
5,000
-23.1%
81.51
407,530
USD
|
5,000
-23.1%
|
81.51
|
407,530
USD
|
|
2017-02-14 |
2017-02-13 |
S
Sale
|
Esckilsen Christine N
Chief of Human Capital
Officer
|
1,500
-21.5%
79.72
119,577
USD
|
1,500
-21.5%
|
79.72
|
119,577
USD
|
|
2017-02-14 |
2017-02-13 |
S
Sale
|
Crawshaw Christopher D
Head of Asset Management
Officer
|
10,000
-24.0%
79.76
797,590
USD
|
10,000
-24.0%
|
79.76
|
797,590
USD
|
|
2017-02-13 |
2017-02-10 |
S
Sale
|
Crawshaw Christopher D
Head of Asset Management
Officer
|
10,000
-19.4%
79.12
791,190
USD
|
10,000
-19.4%
|
79.12
|
791,190
USD
|
|
2017-02-13 |
2017-02-10 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
600
-1.1%
78.19
46,914
USD
|
600
-1.1%
|
78.19
|
46,914
USD
|
|
2017-02-13 |
2017-02-10 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
4,050
-7.1%
76.97
311,745
USD
|
4,050
-7.1%
|
76.97
|
311,745
USD
|
|
2017-02-08 |
2017-02-07 |
S
Sale
|
Schoneman Debbra L.
Chief Financial Officer
Officer
|
7,000
-19.2%
76.09
532,621
USD
|
7,000
-19.2%
|
76.09
|
532,621
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
15,000
-20.2%
75.33
1,130,000
USD
|
15,000
-20.2%
|
75.33
|
1,130,000
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
10,000
-15.0%
75.39
753,930
USD
|
10,000
-15.0%
|
75.39
|
753,930
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
9,641
-3.8%
75.35
726,475
USD
|
9,641
-3.8%
|
75.35
|
726,475
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Abraham Chad R
Co-Head Global IB and Cap Mkts
Officer
|
13,215
-19.6%
75.32
995,305
USD
|
13,215
-19.6%
|
75.32
|
995,305
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
100
-0.2%
76.10
7,610
USD
|
100
-0.2%
|
76.10
|
7,610
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
9,900
-15.9%
75.32
745,705
USD
|
9,900
-15.9%
|
75.32
|
745,705
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
2,496
-3.9%
75.36
188,094
USD
|
2,496
-3.9%
|
75.36
|
188,094
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Winges Martin Bradley
CIO and Head of Fixed Income
Officer
|
200
-0.4%
76.20
15,240
USD
|
200
-0.4%
|
76.20
|
15,240
USD
|
|
2017-02-06 |
2017-02-03 |
S
Sale
|
Winges Martin Bradley
CIO and Head of Fixed Income
Officer
|
5,595
-11.0%
75.36
421,639
USD
|
5,595
-11.0%
|
75.36
|
421,639
USD
|
|
2016-11-15 |
2016-11-14 |
S
Sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
720
-0.3%
66.71
48,028
USD
|
720
-0.3%
|
66.71
|
48,028
USD
|
|
2016-11-15 |
2016-11-14 |
S
Sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
13,680
-5.3%
65.90
901,449
USD
|
13,680
-5.3%
|
65.90
|
901,449
USD
|
|
2016-11-15 |
2016-11-14 |
S
Sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
17,749
-6.4%
65.04
1,154,430
USD
|
17,749
-6.4%
|
65.04
|
1,154,430
USD
|
|
2016-11-15 |
2016-11-14 |
S
Sale
|
Schoneman Debbra L.
Chief Financial Officer
Officer
|
8,519
-18.9%
65.44
557,502
USD
|
8,519
-18.9%
|
65.44
|
557,502
USD
|
|
2016-11-15 |
2016-11-14 |
S
Sale
|
Schoneman Debbra L.
Chief Financial Officer
Officer
|
1,481
-3.2%
66.11
97,909
USD
|
1,481
-3.2%
|
66.11
|
97,909
USD
|
|
2016-11-14 |
2016-11-11 |
S
Sale
|
Esckilsen Christine N
Chief of Human Capital
Officer
|
2,000
-22.3%
64.75
129,500
USD
|
2,000
-22.3%
|
64.75
|
129,500
USD
|
|
2016-11-10 |
2016-11-09 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Officer
|
10,000
-11.9%
59.29
592,900
USD
|
10,000
-11.9%
|
59.29
|
592,900
USD
|
|
2016-11-08 |
2016-11-08 |
B
Purchase
|
Harvey Stuart C. JR
President and COO
Officer
|
4,000
+inf%
55.15
220,616
USD
|
4,000
+inf%
|
55.15
|
220,616
USD
|
|
2016-11-01 |
2016-11-01 |
S
Sale
|
Esckilsen Christine N
Chief of Human Capital
Officer
|
2,000
-18.2%
56.97
113,933
USD
|
2,000
-18.2%
|
56.97
|
113,933
USD
|
|
2016-11-03 |
2016-10-31 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
750
-100.0%
56.47
42,354
USD
|
750
-100.0%
|
56.47
|
42,354
USD
|
|
2016-11-01 |
2016-10-31 |
S
Sale
|
Abraham Chad R
Co-Head Global IB and Cap Mkts
Officer
|
17,048
-20.2%
56.33
960,273
USD
|
17,048
-20.2%
|
56.33
|
960,273
USD
|
|
2016-11-01 |
2016-10-31 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
10,000
-13.0%
56.24
562,408
USD
|
10,000
-13.0%
|
56.24
|
562,408
USD
|
|
2016-08-04 |
2016-08-03 |
S
Sale
|
Crawshaw Christopher D
Head of Asset Management
Officer
|
5,000
-8.8%
41.88
209,424
USD
|
5,000
-8.8%
|
41.88
|
209,424
USD
|
|
2016-08-01 |
2016-08-01 |
S
Sale
|
Smith Thomas Gregory
Chief Strategy Officer
Officer
|
2,500
-15.4%
41.42
103,549
USD
|
2,500
-15.4%
|
41.42
|
103,549
USD
|
|
2016-08-01 |
2016-07-29 |
S
Sale
|
Winges Martin Bradley
CIO and Head of Fixed Income
Officer
|
2,500
-4.7%
41.58
103,939
USD
|
2,500
-4.7%
|
41.58
|
103,939
USD
|
|
2016-08-01 |
2016-07-29 |
S
Sale
|
Crawshaw Christopher D
Head of Asset Management
Officer
|
21,737
-27.7%
41.45
900,949
USD
|
21,737
-27.7%
|
41.45
|
900,949
USD
|
|
2016-05-26 |
2016-05-25 |
S
Sale
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Executive Director
|
20,000
-20.1%
41.76
835,200
USD
|
20,000
-20.1%
|
41.76
|
835,200
USD
|
|
2016-02-18 |
2016-02-16 |
S
Sale
|
Winges Martin Bradley
CIO and Head of Fixed Income
Officer
|
5,500
-13.8%
41.35
227,417
USD
|
5,500
-13.8%
|
41.35
|
227,417
USD
|
|
2015-11-25 |
2015-11-24 |
S
Sale
|
PIPER ADDISON L
Non-Executive Director
|
156
-100.0%
39.48
6,159
USD
|
156
-100.0%
|
39.48
|
6,159
USD
|
|
2015-11-18 |
2015-11-17 |
B
Purchase
|
LaRue R Scott
Co-Head Global IB and Cap Mkts
Executive Director
|
15,000
+22.2%
34.58
518,669
USD
|
15,000
+22.2%
|
34.58
|
518,669
USD
|
|
2015-02-25 |
2015-02-24 |
S
Sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
2,858
-100.0%
52.96
151,374
USD
|
2,858
-100.0%
|
52.96
|
151,374
USD
|
|
2015-02-19 |
2015-02-17 |
S
Sale
|
Winges Martin Bradley
CIO and Head of Fixed Income
Officer
|
85
-100.0%
52.95
4,508
USD
|
85
-100.0%
|
52.95
|
4,508
USD
|
|
2015-02-10 |
2015-02-06 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
7,200
-13.2%
55.10
396,720
USD
|
7,200
-13.2%
|
55.10
|
396,720
USD
|
|
2014-11-18 |
2014-11-17 |
PS
Planned sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
1,571
-1.0%
57.16
89,796
USD
|
1,571
-1.0%
|
57.16
|
89,796
USD
|
|
2014-11-18 |
2014-11-17 |
PS
Planned sale
|
DUFF ANDREW S
Chairman and CEO
Executive Director
|
10,148
-5.9%
56.30
571,306
USD
|
10,148
-5.9%
|
56.30
|
571,306
USD
|
|
2014-11-14 |
2014-11-12 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
1,619
-100.0%
56.46
91,404
USD
|
1,619
-100.0%
|
56.46
|
91,404
USD
|
|
2014-11-12 |
2014-11-10 |
S
Sale
|
Klinefelter Jeffrey P
Global Head of Equities
Officer
|
750
-100.0%
58.93
44,194
USD
|
750
-100.0%
|
58.93
|
44,194
USD
|
|
2014-11-12 |
2014-11-10 |
S
Sale
|
Winges Martin Bradley
Head, Fixed Income Services
Officer
|
1,156
-93.1%
56.48
65,265
USD
|
1,156
-93.1%
|
56.48
|
65,265
USD
|
|
2014-11-10 |
2014-11-07 |
S
Sale
|
Schoneman Debbra L.
Chief Financial Officer
Officer
|
1,617
-100.0%
55.45
89,657
USD
|
1,617
-100.0%
|
55.45
|
89,657
USD
|
|
2014-11-10 |
2014-11-07 |
S
Sale
|
POLSKY LISA
Non-Executive Director
|
7,000
-35.3%
57.05
399,330
USD
|
7,000
-35.3%
|
57.05
|
399,330
USD
|
|
2014-11-07 |
2014-11-06 |
S
Sale
|
LaRue R Scott
Co-Head Global IB
Officer
|
6,670
-12.5%
57.37
382,658
USD
|
6,670
-12.5%
|
57.37
|
382,658
USD
|
|
2014-11-05 |
2014-11-05 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
6,759
-14.9%
57.71
390,056
USD
|
6,759
-14.9%
|
57.71
|
390,056
USD
|
|
2014-11-05 |
2014-11-05 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
2,135
-5.3%
57.76
123,323
USD
|
2,135
-5.3%
|
57.76
|
123,323
USD
|
|
2014-10-31 |
2014-10-31 |
S
Sale
|
Fairman Francis E IV
Head, Public Finance Services
Officer
|
1,391
-3.5%
56.54
78,647
USD
|
1,391
-3.5%
|
56.54
|
78,647
USD
|
|
2014-10-31 |
2014-10-31 |
S
Sale
|
Schoneman Debbra L.
Chief Financial Officer
Officer
|
290
-1.6%
56.33
16,336
USD
|
290
-1.6%
|
56.33
|
16,336
USD
|
|
2014-10-31 |
2014-10-30 |
S
Sale
|
Abraham Chad R
Global Co-Head IB and Cap Mkts
Officer
|
4,442
-9.8%
53.97
239,713
USD
|
4,442
-9.8%
|
53.97
|
239,713
USD
|
|
2014-10-28 |
2014-10-28 |
S
Sale
|
Abraham Chad R
Global Co-Head IB and Cap Mkts
Officer
|
5,000
-10.9%
55.17
275,831
USD
|
5,000
-10.9%
|
55.17
|
275,831
USD
|
|
2014-10-28 |
2014-10-28 |
S
Sale
|
Winges Martin Bradley
Head, Fixed Income Services
Officer
|
2,000
-6.1%
54.85
109,700
USD
|
2,000
-6.1%
|
54.85
|
109,700
USD
|
|