Ciena Corp (CIEN)

Technology Technology Equipment Communications & Networking

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Ticker: CIEN Exchange: NYS

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale

Past 90 days

Value bought

Value sold

Net insiders buying

Trades (buy and sell)

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Total value
2021-02-19	2021-02-18	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 54.41 136,031 USD	2,500 -0.5%	54.41	136,031 USD
2021-02-19	2021-02-17	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 55.09 137,734 USD	2,500 -0.5%	55.09	137,734 USD
2021-02-17	2021-02-16	PS Planned sale	Rothenstein David M Sr. VP, General Counsel Officer	3,000 -1.1% 56.10 168,300 USD	3,000 -1.1%	56.10	168,300 USD
2021-02-17	2021-02-16	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -2.5% 56.10 56,100 USD	1,000 -2.5%	56.10	56,100 USD
2021-02-17	2021-02-16	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	2,000 -1.8% 56.10 112,200 USD	2,000 -1.8%	56.10	112,200 USD
2021-02-17	2021-02-16	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,000 -2.2% 56.10 112,200 USD	2,000 -2.2%	56.10	112,200 USD
2021-02-09	2021-02-08	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 55.64 111,280 USD	2,000 -0.6%	55.64	111,280 USD
2021-02-08	2021-02-05	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 55.20 137,991 USD	2,500 -0.5%	55.20	137,991 USD
2021-02-08	2021-02-05	PS Planned sale	HAMILTON RICK SVP, Software and Services Officer	9,678 -11.5% 55.28 535,000 USD	9,678 -11.5%	55.28	535,000 USD
2021-02-08	2021-02-04	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 54.93 137,334 USD	2,500 -0.5%	54.93	137,334 USD
2021-01-26	2021-01-25	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 55.65 111,300 USD	2,000 -0.6%	55.65	111,300 USD
2021-01-25	2021-01-22	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 55.07 137,683 USD	2,500 -0.5%	55.07	137,683 USD
2021-01-25	2021-01-21	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 54.44 136,106 USD	2,500 -0.5%	54.44	136,106 USD
2021-01-19	2021-01-15	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,000 -2.2% 54.37 108,740 USD	2,000 -2.2%	54.37	108,740 USD
2021-01-19	2021-01-15	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	2,000 -1.8% 54.37 108,740 USD	2,000 -1.8%	54.37	108,740 USD
2021-01-19	2021-01-15	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -2.4% 54.37 54,370 USD	1,000 -2.4%	54.37	54,370 USD
2021-01-13	2021-01-11	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 52.24 104,480 USD	2,000 -0.6%	52.24	104,480 USD
2021-01-07	2021-01-06	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 51.57 128,924 USD	2,500 -0.5%	51.57	128,924 USD
2021-01-07	2021-01-05	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,500 -0.5% 51.21 128,017 USD	2,500 -0.5%	51.21	128,017 USD
2020-12-30	2020-12-28	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 53.76 107,520 USD	2,000 -0.6%	53.76	107,520 USD
2020-12-23	2020-12-22	PS Planned sale	SMITH GARY B President, CEO Executive Director	750 -0.2% 52.05 39,041 USD	750 -0.2%	52.05	39,041 USD
2020-12-23	2020-12-22	PS Planned sale	HAMILTON RICK SVP, Software and Services Officer	11,575 -12.1% 52.03 602,299 USD	11,575 -12.1%	52.03	602,299 USD
2020-12-23	2020-12-22	PS Planned sale	Phipps Jason SVP Global Sales and Marketing Officer	13,836 -13.5% 52.03 719,926 USD	13,836 -13.5%	52.03	719,926 USD
2020-12-23	2020-12-21	PS Planned sale	SMITH GARY B President, CEO Executive Director	750 -0.2% 51.13 38,350 USD	750 -0.2%	51.13	38,350 USD
2020-12-22	2020-12-21	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,500 -2.6% 50.49 126,225 USD	2,500 -2.6%	50.49	126,225 USD
2020-12-16	2020-12-15	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	2,000 -2.6% 48.40 96,800 USD	2,000 -2.6%	48.40	96,800 USD
2020-12-16	2020-12-15	PS Planned sale	Rothenstein David M Sr. VP, General Counsel Officer	2,500 -1.0% 48.40 121,000 USD	2,500 -1.0%	48.40	121,000 USD
2020-12-16	2020-12-15	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -3.0% 48.40 48,400 USD	1,000 -3.0%	48.40	48,400 USD
2020-12-15	2020-12-14	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 48.10 96,200 USD	2,000 -0.6%	48.10	96,200 USD
2020-12-11	2020-12-10	PS Planned sale	SMITH GARY B President, CEO Executive Director	750 -0.2% 45.80 34,348 USD	750 -0.2%	45.80	34,348 USD
2020-12-11	2020-12-09	PS Planned sale	SMITH GARY B President, CEO Executive Director	2,550 -0.8% 47.37 120,786 USD	2,550 -0.8%	47.37	120,786 USD
2020-12-03	2020-12-01	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	900 -1.2% 45.08 40,572 USD	900 -1.2%	45.08	40,572 USD
2020-12-02	2020-11-30	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 44.51 89,020 USD	2,000 -0.6%	44.51	89,020 USD
2020-11-27	2020-11-24	PS Planned sale	SMITH GARY B President, CEO Executive Director	1,200 -0.4% 44.02 52,830 USD	1,200 -0.4%	44.02	52,830 USD
2020-11-17	2020-11-16	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	1,700 -2.2% 43.76 74,392 USD	1,700 -2.2%	43.76	74,392 USD
2020-11-16	2020-11-16	PS Planned sale	Rothenstein David M Sr. VP, General Counsel Officer	2,500 -1.0% 43.76 109,400 USD	2,500 -1.0%	43.76	109,400 USD
2020-11-16	2020-11-16	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 43.76 87,520 USD	2,000 -0.6%	43.76	87,520 USD
2020-11-16	2020-11-16	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,500 -3.4% 43.76 109,400 USD	2,500 -3.4%	43.76	109,400 USD
2020-11-16	2020-11-16	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -2.9% 43.76 43,760 USD	1,000 -2.9%	43.76	43,760 USD
2020-11-03	2020-11-02	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 39.84 79,680 USD	2,000 -0.6%	39.84	79,680 USD
2020-10-21	2020-10-19	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 42.00 84,000 USD	2,000 -0.6%	42.00	84,000 USD
2020-10-16	2020-10-15	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,500 -3.3% 41.52 103,800 USD	2,500 -3.3%	41.52	103,800 USD
2020-10-16	2020-10-15	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -2.8% 41.52 41,520 USD	1,000 -2.8%	41.52	41,520 USD
2020-10-16	2020-10-15	PS Planned sale	Rothenstein David M Sr. VP, General Counsel Officer	2,500 -1.0% 41.52 103,800 USD	2,500 -1.0%	41.52	103,800 USD
2020-10-16	2020-10-15	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	1,700 -2.1% 41.52 70,584 USD	1,700 -2.1%	41.52	70,584 USD
2020-10-06	2020-10-05	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 40.56 81,120 USD	2,000 -0.6%	40.56	81,120 USD
2020-10-01	2020-09-30	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.3% 39.93 169,682 USD	4,250 -1.3%	39.93	169,682 USD
2020-10-01	2020-09-29	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.3% 40.07 170,306 USD	4,250 -1.3%	40.07	170,306 USD
2020-09-23	2020-09-22	PS Planned sale	HAMILTON RICK SVP, Software and Services Officer	1,895 -2.9% 41.00 77,695 USD	1,895 -2.9%	41.00	77,695 USD
2020-09-23	2020-09-22	PS Planned sale	Phipps Jason SVP Global Sales and Marketing Officer	1,826 -2.6% 41.00 74,866 USD	1,826 -2.6%	41.00	74,866 USD
2020-09-22	2020-09-21	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 40.40 80,800 USD	2,000 -0.6%	40.40	80,800 USD
2020-09-16	2020-09-15	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -2.7% 43.00 43,000 USD	1,000 -2.7%	43.00	43,000 USD
2020-09-16	2020-09-15	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	1,700 -2.0% 43.00 73,100 USD	1,700 -2.0%	43.00	73,100 USD
2020-09-16	2020-09-15	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,500 -3.1% 43.00 107,500 USD	2,500 -3.1%	43.00	107,500 USD
2020-09-16	2020-09-15	PS Planned sale	Rothenstein David M Sr. VP, General Counsel Officer	2,500 -1.0% 43.00 107,500 USD	2,500 -1.0%	43.00	107,500 USD
2020-09-14	2020-09-11	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.2% 41.41 175,977 USD	4,250 -1.2%	41.41	175,977 USD
2020-09-14	2020-09-10	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.2% 41.71 177,247 USD	4,250 -1.2%	41.71	177,247 USD
2020-09-09	2020-09-08	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 43.58 87,160 USD	2,000 -0.6%	43.58	87,160 USD
2020-08-26	2020-08-24	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 60.44 120,880 USD	2,000 -0.6%	60.44	120,880 USD
2020-08-21	2020-08-20	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.2% 60.00 254,989 USD	4,250 -1.2%	60.00	254,989 USD
2020-08-21	2020-08-19	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.2% 59.96 254,813 USD	4,250 -1.2%	59.96	254,813 USD
2020-08-19	2020-08-17	PS Planned sale	McFeely Scott SVP, Networking Platforms Officer	2,000 -2.3% 60.00 120,000 USD	2,000 -2.3%	60.00	120,000 USD
2020-08-19	2020-08-17	PS Planned sale	ALEXANDER STEPHEN B SVP, Chief Technology Officer Officer	2,500 -3.0% 60.00 150,000 USD	2,500 -3.0%	60.00	150,000 USD
2020-08-18	2020-08-17	PS Planned sale	PETRIK ANDREW C VP, CONTROLLER Officer	1,000 -2.6% 60.00 60,000 USD	1,000 -2.6%	60.00	60,000 USD
2020-08-17	2020-08-14	PS Planned sale	Rothenstein David M Sr. VP, General Counsel Officer	2,500 -0.9% 60.44 151,100 USD	2,500 -0.9%	60.44	151,100 USD
2020-08-11	2020-08-10	PS Planned sale	MOYLAN JAMES E JR SVP Finance, CFO Officer	2,000 -0.6% 61.25 122,500 USD	2,000 -0.6%	61.25	122,500 USD
2020-08-06	2020-08-05	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.2% 60.02 255,086 USD	4,250 -1.2%	60.02	255,086 USD
2020-08-06	2020-08-04	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.2% 59.96 254,819 USD	4,250 -1.2%	59.96	254,819 USD
2020-08-05	2020-08-03	PS Planned sale	NETTLES PATRICK H Non-Executive Director	15,000 -5.6% 60.15 902,205 USD	15,000 -5.6%	60.15	902,205 USD
2020-08-05	2020-08-03	PS Planned sale	NETTLES PATRICK H Non-Executive Director	5,000 -1.8% 60.14 300,714 USD	5,000 -1.8%	60.14	300,714 USD
2020-07-29	2020-07-27	PS Planned sale	NETTLES PATRICK H Non-Executive Director	15,000 -5.3% 58.61 879,170 USD	15,000 -5.3%	58.61	879,170 USD
2020-07-29	2020-07-27	PS Planned sale	NETTLES PATRICK H Non-Executive Director	5,000 -1.7% 58.62 293,121 USD	5,000 -1.7%	58.62	293,121 USD
2020-07-24	2020-07-23	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.1% 55.38 235,363 USD	4,250 -1.1%	55.38	235,363 USD
2020-07-24	2020-07-22	PS Planned sale	SMITH GARY B President, CEO Executive Director	4,250 -1.1% 54.41 231,258 USD	4,250 -1.1%	54.41	231,258 USD
2020-07-21	2020-07-20	PS Planned sale	NETTLES PATRICK H Non-Executive Director	15,000 -4.9% 54.16 812,447 USD	15,000 -4.9%	54.16	812,447 USD