SEC Form 4 Tracker: Latest Filings

Search transactions reported on Form 4, understand their codes and check the original SEC filing. See features →

Latest transactions reported on Form 4

Sorted by filing date, newest first. Each row is a transaction; one filing can contain several rows. Only records identified as Form 4 or 4/A are included.

Abkürzungen B: Kauf, S: Verkauf, PP: Geplanter Kauf, PlS: Geplanter Verkauf, PrS: Vorgeschlagener Verkauf, O: Option / Sonstiges
Datum der Transaktion
Filing date
Option / Sonstiges
Insider
Roe Scott A. CFO and COO Führungsperson
SEC code: G · Gift
View SEC filing
Kurs
0,00
Menge 7.450
Wert 0 $
Datum der Transaktion
Filing date
Geplanter Verkauf
Insider
Harris Ronan Chief Commercial Officer Führungsperson
SEC code: S · Open-market or private sale
View SEC filing
Kurs
5,21
Menge 100.000 -1.3%
Wert 520.770 $
Datum der Transaktion
Filing date
Verkauf
Insider
Klein Michael Stuart Nicht geschäftsführendes Verwaltungsratsmitglied
SEC code: S · Open-market or private sale
View SEC filing
Kurs
27,07
Menge 20.067 -9.3%
Wert 543.286 $
Filing date Datum der Transaktion Unternehmen B/S Art der Transaktion Insider und/oder Position Anz. der Aktien
Kurs
Wert
Anzahl der Aktien Kurs Wert
2026-11-12 2026-11-12 O Option / Sonstiges Roe Scott A.

CFO and COO

Führungsperson SEC code: G · Gift
View SEC filing
7.450
0,00
0 $
7.450 0,00 0 $
2026-11-12 2026-11-12 PlS Geplanter Verkauf

Chief Commercial Officer

Führungsperson SEC code: S · Open-market or private sale
View SEC filing
100.000 -1.3%
5,21
520.770 $
100.000 -1.3% 5,21 520.770 $
2026-11-12 2026-11-12 S Verkauf Nicht geschäftsführendes Verwaltungsratsmitglied SEC code: S · Open-market or private sale
View SEC filing
20.067 -9.3%
27,07
543.286 $
20.067 -9.3% 27,07 543.286 $
2026-11-12 2026-11-12 O Option / Sonstiges Großaktionär SEC code: C · Check original SEC filing
View SEC filing
1.500.000
0,00
0 $
1.500.000 0,00 0 $
2026-11-12 2026-11-12 S Verkauf Großaktionär SEC code: S · Open-market or private sale
View SEC filing
1.500.000 -100.0%
14,33
21.495.000 $
1.500.000 -100.0% 14,33 21.495.000 $
Search all US insider transactions →
Transaction codes

Understand what a Form 4 transaction actually means

Purchases, sales, awards and option exercises report different changes in ownership. Check the transaction code before interpreting the activity.

P and S cover private transactions as well as open-market trades. The code alone does not establish where a trade took place or why it was made.

Read the SEC’s Form 4 instructions
Understand Form 4 transaction codes
CodePlain-English meaning
POpen-market or private purchase
SOpen-market or private sale
AGrant, award or other qualifying acquisition
MQualifying exercise or conversion of a derivative security
FShares delivered or withheld for an exercise price or tax liability
GGift
Filing walkthrough

Read a Form 4 with the full context

This historical JPMorgan Chase filing shows why a transaction row needs context. The card highlights only the first sale row, not the whole filing.

  1. Identify the reporting person and company role.
  2. Compare the transaction date with the filing date. In this example both are 22 February 2024; they need not be the same.
  3. Read code S alongside the shares, price and holdings after that row.
  4. I means indirect ownership, here through family trusts. D in the ownership column means direct; D in the acquired/disposed column means disposed.
  5. Footnote 1 explains an earlier trust transfer affecting balances. Read every relevant note.
  6. The Rule 10b5-1 checkbox is checked. This plan disclosure is separate from code S.
View the complete SEC filing · Verify the filing date
Real Form 4 · first sale row
James Dimon · JPMorgan Chase (JPM)
Director; Chairman & CEO
Filing date22 Feb 2024
Datum der Transaktion22 Feb 2024
Code / sharesS · 12,679
Price per share$182.7347
Holdings after this row4,017,304
OwnershipI · Family trusts
Rule 10b5-1 indicatorChecked

An excerpt from a multi-row filing. These holdings refer to the reported ownership form after this row, not the insider’s total holdings.

Form 4 alerts

Follow up when new Form 4 activity is reported

Track US companies or insiders to receive matching transaction alerts. Use the linked filing to check the original code, footnotes and ownership details.

  • Tägliche E-Mail-Berichte
  • Real-time alerts on eligible plans
See plans and alert limits
Illustrative alert · historical filing
JPMorgan Chase · James Dimon
Filed 22 Feb 2024 · transacted 22 Feb 2024
S · Open-market or private sale
12,679 shares · $182.7347View SEC filing

Illustrative layout using one real transaction row, not a live alert or a promise of the email format.

Form 4 questions, answered

Who files Form 4?
Directors, officers and beneficial owners of more than 10% of a registered class of equity securities generally report changes in ownership on Form 4.
When must Form 4 be filed?
Most reportable transactions must be filed within two business days after the transaction. The transaction date records when the ownership change occurred; the filing date records when the SEC received the report.
Can one filing contain several transactions?
Yes. A Form 4 can report several transactions, securities and forms of ownership. Each row above is a transaction, so several rows can link to the same filing.
What does a Form 4/A amendment mean?
Form 4/A amends an earlier Form 4; it does not necessarily report a new trade. Compare the amendment with the original and read its explanation. This feed includes records identified as Form 4 or 4/A where available; amendment coverage is not comprehensive.
How do Forms 3, 4 and 5 differ from Form 144?
Form 3 is an initial ownership report. Form 4 reports changes in ownership. Form 5 is an annual report for certain deferred or previously unreported transactions. Form 144 is a notice of a proposed sale of restricted or control securities, not confirmation of a completed sale, and is excluded from this feed.
Does code P always mean an open-market purchase?
No. P and S cover both open-market and private transactions. Read the filing footnotes for the circumstances. Awards, exercises, tax withholding and gifts have different codes; a Rule 10b5-1 plan indicator is separate from the transaction code.

Investor.gov: Forms 3, 4 and 5 · SEC: Form 144 and instructions