|
2021-03-05 |
2021-03-03 |
B
Purchase
|
FERRAIOLI BRIAN K
Non-Executive Director
|
3,000
+100.0%
16.60
49,800
USD
|
3,000
+100.0%
|
16.60
|
49,800
USD
|
|
|
2021-03-04 |
2021-03-03 |
B
Purchase
|
BURKE JAMES A
President and CFO
Officer
|
10,000
+7.1%
16.30
163,000
USD
|
10,000
+7.1%
|
16.30
|
163,000
USD
|
|
|
2021-03-04 |
2021-03-03 |
B
Purchase
|
BARBAS PAUL M
Non-Executive Director
|
12,000
+21.8%
16.42
197,040
USD
|
12,000
+21.8%
|
16.42
|
197,040
USD
|
|
|
2021-03-04 |
2021-03-02 |
B
Purchase
|
BURKE JAMES A
President and CFO
Officer
|
20,000
+16.5%
16.75
335,000
USD
|
20,000
+16.5%
|
16.75
|
335,000
USD
|
|
|
2021-01-27 |
2021-01-25 |
S
Sale
|
Oaktree Capital Group Holdings GP, LLC
|
334,249
-1.1%
21.07
7,042,626
USD
|
334,249
-1.1%
|
21.07
|
7,042,626
USD
|
|
|
2020-12-23 |
2020-12-21 |
B
Purchase
|
FERRAIOLI BRIAN K
Non-Executive Director
|
3,000
+inf%
17.44
52,320
USD
|
3,000
+inf%
|
17.44
|
52,320
USD
|
|
|
2020-12-21 |
2020-12-18 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
10,000
+5.0%
17.66
176,600
USD
|
10,000
+5.0%
|
17.66
|
176,600
USD
|
|
|
2020-12-21 |
2020-12-17 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
10,000
+5.3%
17.96
179,580
USD
|
10,000
+5.3%
|
17.96
|
179,580
USD
|
|
|
2020-12-18 |
2020-12-16 |
B
Purchase
|
BURKE JAMES A
President and CFO
Officer
|
17,000
+16.3%
18.25
310,233
USD
|
17,000
+16.3%
|
18.25
|
310,233
USD
|
|
|
2020-09-10 |
2020-09-08 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
20,000
+11.7%
18.19
363,760
USD
|
20,000
+11.7%
|
18.19
|
363,760
USD
|
|
|
2020-06-24 |
2020-06-22 |
B
Purchase
|
Acosta Arcilia
Non-Executive Director
|
10,000
+90.9%
19.58
195,800
USD
|
10,000
+90.9%
|
19.58
|
195,800
USD
|
|
|
2020-05-13 |
2020-05-11 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
10,000
+6.2%
18.43
184,250
USD
|
10,000
+6.2%
|
18.43
|
184,250
USD
|
|
|
2020-03-23 |
2020-03-23 |
B
Purchase
|
Campbell David A
EVP & Chief Financial Officer
Officer
|
20,000
+17.5%
13.34
266,840
USD
|
20,000
+17.5%
|
13.34
|
266,840
USD
|
|
|
2020-03-23 |
2020-03-20 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
13,060
+10.3%
13.92
181,834
USD
|
13,060
+10.3%
|
13.92
|
181,834
USD
|
|
|
2020-03-20 |
2020-03-19 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
6,940
+5.8%
13.17
91,400
USD
|
6,940
+5.8%
|
13.17
|
91,400
USD
|
|
|
2020-09-21 |
2020-03-18 |
B
Purchase
|
Oaktree Capital Group Holdings GP, LLC
See Remarks.
|
500,000
+1.7%
12.36
6,181,400
USD
|
500,000
+1.7%
|
12.36
|
6,181,400
USD
|
|
|
2020-03-18 |
2020-03-17 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
20,000
+20.0%
13.46
269,180
USD
|
20,000
+20.0%
|
13.46
|
269,180
USD
|
|
|
2020-03-16 |
2020-03-12 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
12,000
+12.4%
14.90
178,740
USD
|
12,000
+12.4%
|
14.90
|
178,740
USD
|
|
|
2020-03-13 |
2020-03-11 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
20,000
+26.1%
17.36
347,200
USD
|
20,000
+26.1%
|
17.36
|
347,200
USD
|
|
|
2020-03-12 |
2020-03-10 |
B
Purchase
|
SULT JOHN R
Non-Executive Director
|
5,000
+10.6%
18.97
94,850
USD
|
5,000
+10.6%
|
18.97
|
94,850
USD
|
|
|
2020-03-11 |
2020-03-09 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
5,000
+7.0%
18.51
92,530
USD
|
5,000
+7.0%
|
18.51
|
92,530
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
962
-1.3%
20.76
19,972
USD
|
962
-1.3%
|
20.76
|
19,972
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
Moore Stephanie Zapata
EVP and General Counsel
Officer
|
962
-1.4%
20.76
19,972
USD
|
962
-1.4%
|
20.76
|
19,972
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
MUSCATO STEPHEN J
EVP & Chief Commercial Officer
Officer
|
1,957
-1.9%
20.76
40,629
USD
|
1,957
-1.9%
|
20.76
|
40,629
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
DOBRY ELIZABETH CHRISTINE
VP and Controller
Officer
|
290
-1.7%
20.76
6,021
USD
|
290
-1.7%
|
20.76
|
6,021
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
BURKE JAMES A
EVP and COO
Officer
|
3,879
-1.9%
20.76
80,532
USD
|
3,879
-1.9%
|
20.76
|
80,532
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
MORGAN CURTIS A
President and CEO
Executive Director
|
9,309
-2.2%
20.76
193,264
USD
|
9,309
-2.2%
|
20.76
|
193,264
USD
|
|
|
2020-03-09 |
2020-03-05 |
S
Sale
|
HUDSON SCOTT A
President Vistra Retail
Officer
|
1,299
-1.6%
20.76
26,969
USD
|
1,299
-1.6%
|
20.76
|
26,969
USD
|
|
|
2020-03-04 |
2020-03-03 |
B
Purchase
|
SULT JOHN R
Non-Executive Director
|
5,000
+11.9%
20.50
102,525
USD
|
5,000
+11.9%
|
20.50
|
102,525
USD
|
|
|
2020-03-04 |
2020-03-03 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
20,000
+38.8%
20.21
404,240
USD
|
20,000
+38.8%
|
20.21
|
404,240
USD
|
|
|
2020-03-04 |
2020-03-03 |
B
Purchase
|
BARBAS PAUL M
Non-Executive Director
|
9,925
+26.4%
20.26
201,075
USD
|
9,925
+26.4%
|
20.26
|
201,075
USD
|
|
|
2019-12-11 |
2019-12-09 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
5,000
+10.7%
23.61
118,025
USD
|
5,000
+10.7%
|
23.61
|
118,025
USD
|
|
|
2019-12-09 |
2019-12-05 |
B
Purchase
|
HELM SCOTT B
Non-Executive Director
|
5,000
+12.0%
24.60
123,000
USD
|
5,000
+12.0%
|
24.60
|
123,000
USD
|
|
|
2019-12-05 |
2019-12-03 |
S
Sale
|
BROOKFIELD ASSET MANAGEMENT INC.
|
20,801,471
-30.2%
25.65
533,557,731
USD
|
20,801,471
-30.2%
|
25.65
|
533,557,731
USD
|
|
|
2019-12-05 |
2019-12-03 |
S
Sale
|
BROOKFIELD ASSET MANAGEMENT INC.
|
20,801,471
-30.2%
25.65
533,557,731
USD
|
20,801,471
-30.2%
|
25.65
|
533,557,731
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
375
-0.6%
26.52
9,945
USD
|
375
-0.6%
|
26.52
|
9,945
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
300
-0.5%
26.52
7,955
USD
|
300
-0.5%
|
26.52
|
7,955
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
15,700
-20.8%
26.48
415,658
USD
|
15,700
-20.8%
|
26.48
|
415,658
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
425
-0.6%
26.47
11,250
USD
|
425
-0.6%
|
26.47
|
11,250
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
1,200
-1.6%
26.46
31,752
USD
|
1,200
-1.6%
|
26.46
|
31,752
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
200
-0.3%
26.45
5,290
USD
|
200
-0.3%
|
26.45
|
5,290
USD
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
800
-1.0%
26.45
21,160
USD
|
800
-1.0%
|
26.45
|
21,160
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
Moore Stephanie Zapata
EVP and General Counsel
Officer
|
2,251
-4.0%
26.15
58,864
USD
|
2,251
-4.0%
|
26.15
|
58,864
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
HUDSON SCOTT A
SVP and President Retail
Officer
|
2,861
-4.3%
26.15
74,815
USD
|
2,861
-4.3%
|
26.15
|
74,815
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
DOBRY ELIZABETH CHRISTINE
VP and Controller
Officer
|
592
-4.4%
26.15
15,481
USD
|
592
-4.4%
|
26.15
|
15,481
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
Officer
|
3,049
-4.9%
26.15
79,731
USD
|
3,049
-4.9%
|
26.15
|
79,731
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
MORGAN CURTIS A
President and CEO
Executive Director
|
15,126
-4.3%
26.15
395,545
USD
|
15,126
-4.3%
|
26.15
|
395,545
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
BURKE JAMES A
EVP and COO
Officer
|
12,102
-6.7%
26.15
316,467
USD
|
12,102
-6.7%
|
26.15
|
316,467
USD
|
|
|
2019-11-13 |
2019-11-11 |
S
Sale
|
MUSCATO STEPHEN J
SVP & Chief Commercial Officer
Officer
|
2,935
-3.9%
26.15
76,750
USD
|
2,935
-3.9%
|
26.15
|
76,750
USD
|
|
|
2019-06-25 |
2019-06-21 |
S
Sale
|
BROOKFIELD ASSET MANAGEMENT INC.
Director by Deputization
|
1,900,000
-89.3%
23.75
45,125,000
USD
|
1,900,000
-89.3%
|
23.75
|
45,125,000
USD
|
|
|
2019-06-25 |
2019-06-21 |
S
Sale
|
BROOKFIELD ASSET MANAGEMENT INC.
Director by Deputization
|
1,900,000
-89.3%
23.75
45,125,000
USD
|
1,900,000
-89.3%
|
23.75
|
45,125,000
USD
|
|
|
2019-06-20 |
2019-06-18 |
B
Purchase
|
BURKE JAMES A
EVP and COO
|
4,250
+2.4%
23.48
99,790
USD
|
4,250
+2.4%
|
23.48
|
99,790
USD
|
|
|
2019-06-17 |
2019-06-17 |
B
Purchase
|
Campbell David A
EVP & Chief Financial Officer
|
30,000
+58.2%
23.35
700,500
USD
|
30,000
+58.2%
|
23.35
|
700,500
USD
|
|
|
2019-06-11 |
2019-06-07 |
B
Purchase
|
Zimmerman Bruce
|
2,950
+23.7%
24.43
72,069
USD
|
2,950
+23.7%
|
24.43
|
72,069
USD
|
|
|
2019-06-11 |
2019-06-07 |
B
Purchase
|
Zimmerman Bruce
|
1,050
+9.2%
24.42
25,641
USD
|
1,050
+9.2%
|
24.42
|
25,641
USD
|
|
|
2019-06-03 |
2019-05-30 |
B
Purchase
|
BURKE JAMES A
EVP and COO
|
6,000
+3.5%
23.58
141,480
USD
|
6,000
+3.5%
|
23.58
|
141,480
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
MUSCATO STEPHEN J
SVP & Chief Commercial Officer
|
1,775
-2.3%
25.31
44,925
USD
|
1,775
-2.3%
|
25.31
|
44,925
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
GRAZIANO SARA
SVP Corp. Dev. and Strategy
|
1,670
-2.8%
25.31
42,268
USD
|
1,670
-2.8%
|
25.31
|
42,268
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
Moore Stephanie Zapata
EVP and General Counsel
|
1,198
-2.1%
25.31
30,321
USD
|
1,198
-2.1%
|
25.31
|
30,321
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
Kirby Carrie Lee
EVP and Chief Admin. Officer
|
1,065
-1.7%
25.31
26,955
USD
|
1,065
-1.7%
|
25.31
|
26,955
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
DOBRY ELIZABETH CHRISTINE
VP and Controller
|
157
-1.2%
25.31
3,974
USD
|
157
-1.2%
|
25.31
|
3,974
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
HUDSON SCOTT A
SVP and President Retail
|
1,774
-2.6%
25.31
44,900
USD
|
1,774
-2.6%
|
25.31
|
44,900
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
BURKE JAMES A
EVP and COO
Officer
|
4,509
-2.6%
25.31
114,123
USD
|
4,509
-2.6%
|
25.31
|
114,123
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
MORGAN CURTIS A
President and CEO
Executive Director
|
10,735
-2.9%
25.31
271,703
USD
|
10,735
-2.9%
|
25.31
|
271,703
USD
|
|
|
2019-05-10 |
2019-05-08 |
S
Sale
|
HOLDEN J WILLIAM III
EVP and CFO
Officer
|
1,664
-1.5%
25.31
42,116
USD
|
1,664
-1.5%
|
25.31
|
42,116
USD
|
|
|
2018-11-21 |
2018-11-19 |
S
Sale
|
Apollo Management Holdings GP, LLC
Major owner
|
4,214,606
-14.0%
23.00
96,935,938
USD
|
4,214,606
-14.0%
|
23.00
|
96,935,938
USD
|
|
|
2018-11-21 |
2018-11-19 |
S
Sale
|
Apollo Management Holdings GP, LLC
Major owner
|
10,115,052
-25.2%
23.00
232,646,196
USD
|
10,115,052
-25.2%
|
23.00
|
232,646,196
USD
|
|
|
2018-11-13 |
2018-11-09 |
S
Sale
|
Ackermann Hilary E.
Non-Executive Director
|
652
-2.2%
24.24
15,804
USD
|
652
-2.2%
|
24.24
|
15,804
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
HUDSON SCOTT A
SVP and President Retail
Officer
|
1,932
-3.9%
24.61
47,547
USD
|
1,932
-3.9%
|
24.61
|
47,547
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
BURKE JAMES A
EVP and COO
Officer
|
9,788
-6.2%
24.61
240,883
USD
|
9,788
-6.2%
|
24.61
|
240,883
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
GRAZIANO SARA
SVP Corp. Dev. and Strategy
Officer
|
3,229
-6.7%
24.61
79,466
USD
|
3,229
-6.7%
|
24.61
|
79,466
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
DOBRY ELIZABETH CHRISTINE
VP and Controller
Officer
|
610
-5.6%
24.61
15,012
USD
|
610
-5.6%
|
24.61
|
15,012
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
Moore Stephanie Zapata
EVP and General Counsel
Officer
|
2,318
-4.8%
24.61
57,046
USD
|
2,318
-4.8%
|
24.61
|
57,046
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
MORGAN CURTIS A
President and CEO
Executive Director
|
15,576
-5.0%
24.61
383,325
USD
|
15,576
-5.0%
|
24.61
|
383,325
USD
|
|
|
2018-11-09 |
2018-11-07 |
S
Sale
|
MUSCATO STEPHEN J
SVP & Chief Commercial Officer
Officer
|
1,931
-3.9%
24.61
47,522
USD
|
1,931
-3.9%
|
24.61
|
47,522
USD
|
|
